GENERAL CONCLUSIONS
As the result of its investigation into
the process of violence of political origin that was experienced
in Peru between the years 1980 and 2000, the Truth and Reconciliation Commission [TRC] has come to the following conclusions:
I. The Dimensions of the Conflict
1. The TRC has established
that the internal armed conflict experienced by Peru between
1980 and 2000 constituted the most intense, extensive and prolonged
episode of violence in the entire history
of the Republic. It was also a conflict that revealed deep and painful divides and misunderstandings in Peruvian society.
2. The TRC estimates that
the most probable figure for victims who died in the violence
is 69,280 individuals.2 These figures are greater than the number of human losses
suffered by Peru in all of the foreign and civil wars that have occurred in its
182 years
of independence.
3. The TRC affirms that the
conflict covered a larger share of the national territory than
any other conflict, caused enormous economic losses through
the destruction of infrastructure and deterioration of the
population’s productive capacity, and came to involve the society
as a whole.
4. The TRC has established
that there was a significant relationship between poverty and
social exclusion and the probability of becoming a victim of
violence. More than 40 percent of the deaths and disappearances
reported to the TRC are concentrated in the Andean department
of Ayacucho. These victims taken together with those documented
by the TRC in the departments of Junin, Huanuco, Huancavelica,
Apurimac and San Martin, add up to 85 percent
of the victims registered by the TRC.
5. The TRC has established
that the peasant (campesina) population was the principal victim
of the violence. Of the total victims reported, 79 percent
lived in rural areas and 56 percent were engaged in farming
or livestock activities. These figures contrast with those
of the 1993 census, according to which 29 percent of the population
lived in rural areas and 28 percent of the economically active
population worked in the
farming/livestock sector.
6.The TRC has been able to
discern that the process of violence, combined with socioeconomic
gaps, highlighted the seriousness of ethno-cultural inequalities
that still prevail in the country. According to analysis of
the testimonies received, 75 percent of the victims who died
in the internal armed conflict spoke Quechua or other native
languages as their mother tongue. This figure contrasts tellingly
with the fact that, according to the 1993 census, on a national
level only 16 percent of the Peruvian population shares that
characteristic.
7. The TRC has shown that,
in relative terms, the dead and disappeared had educational
levels far inferior to the national average. While the national census of 1993
indicates that only 40 percent of the national population had
failed to attain secondary school
education, the TRC has found that 68 percent of the victims were below this level.
8. The TRC concludes that
the violence fell unequally on different geographical areas
and on different social strata in the country. If the ratio of victims to population
reported to the TRC with respect to Ayacucho were similar countrywide,
the violence would
have caused 1,200,000 deaths and disappearances. Of that amount, 340,000 would
have
occurred in the city of Lima.
9. The TRC has established
that the tragedy suffered by the populations of rural Peru,
the Andean and jungle regions, Quechua and Ashaninka Peru, the peasant, poor
and poorly educated Peru, was neither felt nor taken on as
its own by the rest of the country.
This demonstrates, in the TRC’s judgment, the veiled racism and scornful attitudes
that
persist in Peruvian society almost two centuries after its birth as a Republic.
10. The TRC has found that
the conflict demonstrated serious limitations of the State
in its capacity to guarantee public order and security, as
well as the fundamental rights of
its citizens within a framework of democratic action.
11.The TRC has also found
the constitutional order and the rule of law to be precarious,
and breached in those moments of crisis.
II. Responsibilities for the Conflict
A. The Partido Comunista del Peru-Sendero
Luminoso
[Communist Party of Peru-Shining Path, PCP-SL]
12.The TRC believes that the
immediate and fundamental cause of the unleashing of the internal
armed conflict was the PCP-SL’s decision to start the armed
struggle against the Peruvian State, in opposition to the will
of the overwhelming majority of Peruvians, men and women, and
at a time in which democracy was being restored through free
elections.
13. In the TRC’s view, based
on the number of persons killed and disappeared, the PCP-SL
was the principal perpetrator of crimes and violations of human
rights. It was responsible for 54 percent of victim deaths
reported to the TRC. This high degree of responsibility on
the part of the PCP-SL is an exceptional case among subversive
groups in Latin America, and one of the most notable unique
features of the process that
the TRC has had to analyze.
14. The TRC has proven that
the PCP-SL deployed extreme violence and unusual cruelty, including
torture and brutality as forms of punishing or setting intimidating
examples within the population they sought to control.
15.The TRC has found that
the PCP-SL went against the great historical tendencies of
the country. Putting in practice an iron political will, it
expressed itself as a militarist and totalitarian project with
terrorist characteristics that failed to gain the lasting support
of important sectors of Peruvians.
16. The TRC believes that
the PCP-SL rested its project on an ideology that was fundamentalist
in character, centered on a rigid preconception of the unfolding
of
history, confined in a vision of political action that was solely strategic and,
thus, at odds with all humanitarian values. The PCP-SL disdained
the value of life and denied
human rights.
17. The TRC has established
that the PCP-SL achieved its internal cohesion through the
so-called “Gonzalo Thought,” which reflected the cult of personality
of Abimael Guzman Reinoso, founder and leader of the organization,
who was considered the incarnation of the highest intellectual
order in the history of humanity.
18. The TRC has determined
that, in accordance with its ideology, the PCP-SL adopted a
strategy that consciously and constantly sought to provoke
disproportionate responses by the State without taking into
consideration the profound suffering this caused to the population
for which it said it was fighting.
19. The TRC believes that
the PCP-SL carried fundamentalist ideology and totalitarian
organization to their extremes. In its subversive action there is a tragic blindness:
it sees classes, not individuals. This led to its absolute
lack of respect for the human person and
for the right to life, including that of its militants. The PCP-SL encouraged
a fanatical vein [in its militants] that became their identifying
feature.
20. The TRC has established
terrorist characteristics of the PCP-SL that were deployed
from the beginning through brutally carried out ajusticiamientos
[killings to bring to account], prohibition of burials, and
other criminal acts, including the use of car bombs in the
cities.
21. The TRC also finds a potential
for genocide in proclamations of the PCP-SL that
call for “paying the blood toll” (1982), “inducing genocide” (1985) and that
announce, “the triumph of the revolution will cost a million deaths” (1988).
This is combined with
conceptions of racism and superiority over indigenous peoples.
22. The TRC has found that
the PCP-SL took advantage of some institutions in the educational
system as its principal beachhead. Through those institutions
it was able to expand its proselytizing and draw in small groups
of young people of both sexes in different parts of the country.
While it may have offered young people a utopia that provided
them a totalizing identity, it essentially enclosed them in
a fundamentalist and oppressive organization through letters
that declared their submission to the control of Abimael Guzman
Reinoso.
23.The TRC has established
that the PCP-SL’s proselytizing could have a fleeting acceptance,
because of the incapacity of the State and the country’s elites
to respond to the educational demands of youth frustrated in
their efforts toward social mobility and
aspirations for advancement.
24. The TRC has found that
the PCP-SL adopted Maoist theses and converted rural areas
into the principal setting for the conflict. Nevertheless,
it did not take into consideration the needs and economic aspirations
of the peasant population, or that
population’s own organizations or cultural specificities and instead, turned
the campesinos into a mass that must submit to the will of the party. Individual
dissidence within the mass resulted in murders and selective assassinations,
and collective
dissidence led to massacres and razing of entire communities.
25. The TRC has established
that the presence of the PCP-SL in the Andes and the counter-subversive
response by the State brought back to life and militarized
old
conflicts, both inter-community and intra-community. The PCP-SL labeled as class
enemies sectors that were relatively more connected to the market economy or
to regional or national networks or institutions, and ordered
their destruction. Its peasant
war against the State became, in many cases, confrontations between peasants.
26. The TRC has established
that the extreme violence practiced by the PCP-SL in rural
communities in the Andes also extended into the urban centers.
Lima and other cities were also complementary settings and
suffered sabotage, selective killings, armed stoppages and
terrorist acts, especially in the form of car bombs.
27. The TRC notes that the
ideological concept of the PCP-SL implied the destruction of
the old State at its foundations. This led them to assassinate
local authorities --
mayors, governors, lieutenant governors, and justices of the peace—and national
authorities --government ministers, parliamentarians and other representatives
of the powers of the State. Out of all the reports received by the TRC on victim
fatalities caused by the PCP-SL, government authorities accounted for 12 percent.
Additionally,
the PCP-SL engaged in massive assassinations of social leaders (both men and
women), community leaders, traditional mayors, and leaders of peasant, union,
neighborhood,
educators’ and women’s organizations.
28. Because of the generalized
and systematic nature of these practices, the TRC points out
that members of the PCP-SL, and especially its national directors
and its designated
leadership, have direct responsibility for the commission of crimes against humanity
in the form of armed attacks against the civilian population,
carried out on a grand scale or
as part of a general strategy or specific plans. In the judgment of the TRC,
these actions likewise constitute grave violations of the Geneva
Conventions, which were obligatory
for all the participants in the hostilities. The perfidy with which the PCP-SL
acted on the ground, using the civilian population as a shield,
avoiding the use of uniforms or
other marks to identify themselves, and attacking traitors, among other similar
methods, such as recourse to terrorist actions, constituted
a calculated mechanism that sought to
provoke brutal reactions from the security forces against the civilian population,
increasing to an extraordinary extent the suffering of the communities in whose
territories the hostilities took place.
29/30. The TRC finds
that the members of the leadership system of the PCP-SL hold
the gravest responsibility for the conflict that bled Peruvian
society, based on the
following elements:
- for having initiated the violence in opposition to the
wishes of the overwhelming
majority of the population;
- for having formulated their fight against Peruvian
democracy with a bloody
strategy;
- for the violent practices of occupation and control of
rural territories and peasant
communities, with a high cost in lives and human suffering; • for their
genocidal policy that involved acts to provoke the State;
- for their
decision to proclaim the so-called strategic equilibrium that stressed
the terrorist
character
of their actions.
31. The
TRC points out the profound irresponsibility and contempt of
the PCP-SL toward its own militants, who were induced to kill
and die in the most cruel and bloody manner, while their top
leadership, especially Abimael Guzmán Reinoso, remained in
Lima, exempt from physical risks and privations, throughout
practically the entire conflict. This incongruence was expressed
patently when, after his capture, Abimael
Guzmán Reinoso almost immediately abandoned the thesis of strategic equilibrium
and requested a peace agreement from the government together with an explicit
recognition of and great praise for the dictatorial government of Alberto Fujimori
and Vladimiro
Montesinos.
32. The TRC expresses its
sorrow for the thousands of youth who were seduced by a proposal
that set out the profound problems of the country and proclaimed
that, “rebellion is justified.” Many of those youth, driven
by the desire to transform that unjust reality, did not realize
that the type of rebellion pursued by the PCP-SL implied the
exercise of terror and the implantation of a totalitarian regime.
Thus, they were locked into a completely vertical and totalitarian
organization that inculcated contempt for life, punished differences,
and demanded full submission. Many of them died uselessly and
cruelly. The TRC calls on the country to set in motion the
institutional reforms necessary so that terrorist and totalitarian
projects never again find any echo
among the young.
33. The Commission establishes
that, unlike other countries in Latin America in the same period,
from 1980 to 1992 the internal armed conflict developed while
a democratic regime was in power, with free elections, freedom
of the press and the most inclusive political system in our
contemporary history. The PCP-SL and the MRTA unilaterally
excluded themselves from the democratic system, and through
their armed actions, actually undermined the democratic political
regime installed in 1980.
B. The Movimiento Revolucionario Túpac
Amaru (MRTA)
[Tupac Amaru Revolutionary Movement]
34. In 1984, the Movimiento
Revolucionario Túpac Amaru (MRTA) initiated its own armed struggle
against the State. MRTA is responsible for 1.5 percent of the
victim deaths that were reported to the TRC. Unlike Shining
Path, and like other armed Latin American organizations with
which it maintained ties, the MRTA claimed responsibility for
its actions, its members used uniforms or other identifiers
to differentiate themselves from the civilian population, it
abstained from attacking the unarmed population and at some
points showed signs of being open to peace negotiations. Nevertheless,
MRTA also engaged in criminal acts; it resorted to assassinations,
such as in the case of
General Enrique López Albújar, the taking of hostages and the systematic practice
of kidnapping, all crimes that violate not only personal liberty but the international
humanitarian law that the MRTA claimed to respect. It is important to highlight
that
MRTA also assassinated dissidents within its own ranks.
35. On balance, during the
1980s, MRTA’s discourse and actions contributed to creating
a climate in which the use of violence sought to appear to
be a legitimate political recourse, ultimately fostering the
actions and expansion of Shining Path. And in the 1990s, especially
beginning with their frustrated storming of Congress and the
occupation of the Japanese Ambassador’s residence in December
1996, the MRTA tended to legitimate the authoritarian, militarized
counter-subversive policy of Alberto
Fujimori’s government.
III. The Responsibility of State Entities
36. The TRC confirms that
Fernando Belaunde Terry and Alan García Pérez attained the
presidency in free and direct elections by the citizens. Alberto
Fujimori also did so in 1990. However, beginning with the coup
d’etat of April 5, 1992, Fujimori became an authoritarian ruler
who sought to remain in power consolidating a corrupt autocracy.
37. The TRC points out that
despite the armed subversion of the PCP-SL and the MRTA, and
despite being notably deficient in many aspects, Peruvian democracy
respected the separation of powers and freedom of expression.
Three presidential and parliamentary elections were held, four
national municipal elections took place, and regional elections
were held in 1989. None of those elections was questioned.
38.Nevertheless, the TRC establishes
that those who governed the State in that period lacked the
necessary understanding of and adequate handle on the armed
conflict as formulated by the PCP-SL and the MRTA. There was
an interest in implementing the 1979 Constitution, in developing
the country and in making the relationship between the rulers
and the governed consistent with the rule of law. However,
the governments of
both Fernando Belaunde and Alan García erred by failing to apply a comprehensive
strategy –involving social, political, economic, military, psychosocial, and
intelligence, as well as mobilization of the populace- to confront the armed
subversion and terrorism
effectively and within its own democratic framework.
A. The Conduct of the
Police Forces
39. The TRC notes that the
police forces had the duty to confront the subversive groups
that harmed the fundamental rights of citizens and recognizes
the efforts and sacrifices undertaken by their members during
the years of violence. Furthermore, the TRC pays the most profound
homage to the more than one thousand brave members of the armed
forces who lost their lives or were disabled in the line of
duty.
40. The TRC considers that
the counter-subversive training received at that point by the
security forces had, as points of reference, the guerrilla
movements organized according to a Castroist model, or, in
the best case, armed groups similar to those who, during those
years, were active in other Latin American countries. This
was the principal reason for the difficulty in confronting
a demented enemy that blended into the civilian population
and differed from those other subversive groups.
41. The TRC notes that the
police had to respond to the aggression of the PCP-SL, and
later MRTA, under precarious logistic conditions, without adequate
training or sufficient rotation of their agents. When they
received the responsibility to conduct the counter-subversive
fight in Ayacucho, they did not have sufficient support from
the
government.
42. The TRC considers that
the limitations of the police intelligence services hindered
their ability to adequately understand what was occurring. This, along with the
lack of knowledge of the nature of the PCP-SL, caused them
to underestimate the magnitude of
the developing phenomenon. Thus, instead of sending the most prepared and efficient
agents from each institution, the police organizations maintained the common
practice of sending inappropriate agents to distant regions
as a form of punishment.
43. The TRC has established
that once the State of Emergency was declared in Ayacucho,
in October of 1981, intervention by the counter-insurgency
police detachment, known as the sinchis, led to an increase
in human rights violations, generated resentment and distanced
the police from the population.
44. The TRC notes that coordination
problems in joining the efforts of the three police institutions,
as well as corruption at the level of high officials and in
strategic units,
were factors extraneous to the actual conflict that impeded better police action
during the years in which the subversion was still weak. As
a result, notwithstanding the
relative achievements obtained during 1982 with the capture of subversives, particularly
in the cities, two events occurred that demonstrated that the subversion had
exceeded the abilities of the Police Forces: the attack on
the Huamanga penitentiary by the
Shining Path, and the withdrawal of police posts in the countryside throughout
1982.
45. The TRC has confirmed
that with the entrance of the armed forces into Ayacucho and
the later introduction of the political-military commands (CPM)
in areas with a declared state of emergency, the police were
subordinated to the armed forces, subject to orders given by
military commanders, over and above their own commands and
civilian authorities. In this context, and as the military
offensive advanced, agents from all three police institutions
acting in the emergency areas took part in grave human rights
violations.
46. The TRC concludes that
the fight against subversion reinforced pre-existing authoritarian
and repressive practices among members of the police. Torture
during
interrogations and undue detentions, which had been frequent in addressing common
delinquency, acquired a massive character during the counter-subversive action.
Additionally, the TRC has established that the most serious human rights violations
by military agents were: extrajudicial executions, forced disappearance
of persons, torture,
and cruel, inhuman or degrading treatment. The TRC particularly condemns the
extensive practice of sexual violence against women. All of these acts dishonor
the perpetrators who were involved directly and also those,
in their role as hierarchical
superiors, who instigated, permitted or covered up such acts with mechanisms
of
impunity.
47. The TRC establishes that,
starting in the second half of the 1980’s, unification of the
police forces, oversight from the Ministry of the Interior,
and fusion of the distinct operational units into the Direction
of Special Operations (DOES), contributed to a better coordination
of action in the struggle against subversives. However, the
sector did not attend to, nor sufficiently strengthen DIRCOTE
[the Anti-Terrorism Directorate], the unit that had acquired
experience from its concentrated work in Lima.
48. The TRC has found indications
linking individual members of the police force to the
misnamed “Rodrigo Franco Command Group.” It has not been possible to determine
whether that Command Group was a centralized organization or a denomination employed
by various actors who were not necessarily interconnected.
49. The TRC can confirm that
the distance between the police and the populations tended
to increase as the internal armed conflict evolved. This fact
helped a negative image of the police as perpetrator take root,
or, in the case of the coca regions, an image of the police
as corrupt and linked to drug trafficking.
50. The TRC establishes that
beginning in 1985 the police forces attained a more accurate
understanding of the organization and styles of action of the
subversive groups, leading to work of the DINCOTE (previously
DIRCOTE) intelligence operation, which achieved the flawless
captures of the principal subversive leaders, especially Victor
Polay Campos on June 9, 1992 and Abimael Guzman Reinoso on
September 12th of the same year. These captures made a fundamental
contribution to the strategic defeat of
subversion and terrorism.
51. The TRC establishes that
following the coup d’etat of April 5, 1992, the Peruvian National
Police were subject to the plans of the National Intelligence
Service and subordinated to the military. There was a significant
reduction in the PNP’s powers, distortion of its functions
and, at the top, it was involved in the regime’s web of corruption,
overseen by Vladimiro Montesinos.
B. The Conduct of the Armed Forces
52. The TRC notes that the
armed forces, by decision of the constitutional government
in an executive decree issued December 29th, 1982, were duty
bound to confront the
subversive groups that challenged the constitutional order of the Republic and
threatened the fundamental rights of citizens.
53. The TRC recognizes the
efforts and sacrifices made by members of the armed forces
during the years of violence, and offers the most sincere homage
to the more than one thousand brave agents of the military
who lost their lives or were disabled in the line of
duty.
54. The TRC has found that
the armed forces applied a strategy that, during an initial
period, was one of indiscriminate repression against the population
suspected of belonging to the PCP-SL. Later, this strategy
became more selective, although it continued to make it possible
for numerous human rights violations to be committed.
55. The TRC affirms that
at some places and moments in the conflict, the behavior of
members of the armed forces not only involved some individual excesses by officers
or soldiers, but also entailed generalized and/or systematic
practices of human rights
violations that constitute crimes against humanity as well as transgressions
of the norms
of International Humanitarian Law.
56. The TRC concludes that,
in this framework, the political-military commands (CPM), designated
the highest state authority in the emergency zones, may bear
the primary responsibility for these crimes. The judiciary
must establish the exact degree of criminal responsibility
of CPM commanders, whether for ordering, inciting, facilitating
or engaging in cover-ups or for having neglected the fundamental duty to put
a stop to
the crimes.
57. The TRC has established
that the most serious human rights violations by military agents
were: extrajudicial executions, forced disappearance of persons,
torture, cruel,
inhuman or degrading treatment. The TRC particularly condemns the extensive practice
of sexual violence against women. All these acts constitute a dishonor for those
who perpetrated them directly and for those who, in their position
of hierarchical superiors,
instigated, permitted or covered them up with mechanisms of impunity.
58. The TRC notes that at
the time of their intervention in the fight against subversion,
the armed forces were prepared and equipped to engage in conventional conflict
(external conflict). During the first years of their intervention (1983-85),
they lacked adequate intelligence on the organization, military
profile and strategy of the PCP-SL.
By decision of civilian authority, their objective was to rapidly end the conflict
without taking into account the cost in human lives. They set
out to recover territorial control,
assuming that the population was divided into communities loyal to the Peruvian
State and subversive or red zone communities, without noting
that the latter were not
homogeneous and generally contained sectors dominated by the PCP-SL through
coercion and even terror.
59.In the TRC’s view, although
the military intervention hit the organization and the operational
capacity of the PCP-SL hard, it also left in its wake massive
human rights violations and turned the two-year period from
1983-84 into the most lethal of the conflict, mostly in Ayacucho.
Worse still, the strategy turned out to be counterproductive,
as the indiscriminate repression in the rural areas postponed
the rupture between the PCP-SL and the poorer sectors of the
peasantry, and failed to stop the expansion of armed action
to other areas of the country.
60. The TRC notes that in
August of 1989, the armed forces approved the organization
of a systematic counter-subversive strategy. The new strategy
distinguished among friendly, neutral and enemy populations
within the theaters of operations. Territorial control was
not its main objective; rather, the strategy sought the elimination
of the Political-Administrative Organizations (OPA) or Shining
Path popular committees, to win over the population, and to
isolate the PCP-SL’s military forces. The strategy produced
decisive results, including encouraging the peasantry’s reaction
against Shining Path and the spread of self-defense committees,
which changed the relationship between the armed forces and
the peasantry.
61. At this stage the human
rights violations were less numerous, but more deliberate or
planned than in the previous stage. Moreover, death squads appeared whose actions
made Peru the world leader in the forced disappearance of persons in those years.
62. The TRC notes that the
new strategy was used by a group of officers who then designed
plans for a possible military interruption of the political
process. Part of those authoritarian plans would later be taken
up again in the coup of 1992. These antidemocratic projects
exposed the armed forces to two great institutional disorders:
a) the use of a model of counter-subversive policy and the
image of a victorious army to
justify the coup d’etat in 1992 and, b) a truce with drug traffickers by defining
the PCPSL as the principal enemy that needed to be isolated from the coca-growing
peasantry. In some cases, and especially following the promotion of Vladimiro
Montesinos, this
truce became an alliance.
63. The TRC concludes that
the capture of Abimael Guzmán and the dismantling of the PCP-SL
and MRTA failed to prevent the ethics, prestige and even the
well-being and efficiency of the armed forces from being
seriously compromised by leaders who tied their fate to a dictatorial
government. This process of decomposition was characterized
by the activities of the Colina Group, the persecution of dissenting
officers, as well as the organization of a system of corruption,
blackmail and political espionage internal to the armed forces
under the direction of Vladimiro Montesinos.
64. The TRC has found that
the armed forces were capable of learning lessons during the
process of violence, which allowed them to refine their strategy
to the point that it
became more efficient and less prone to massive violations of human rights. This
learning process is ostensibly reflected in the decrease in victims of actions
by State agents precisely in the years of most intense internal
armed conflict (1989-93), and
while the PCP-SL unleashed a torrent of violent terrorism against the Quechua
and Ashaninka peoples and also against the urban populace.
These lessons, along with the
proliferation of the Self-Defense Committees, police intelligence operations
and the support of the citizens, explains the defeat of the
PCP-SL.
C. The Conduct of the Self-Defense Committees
65. The TRC believes that
from early on, poorer sectors of the peasantry, who according
to the calculations of the PCP-SL ought to have been their
principal allies, rose up against a project they did not share
and which was being imposed on them by force. Communities such
as Uchuraccay and others in the Huanta highlands are among
the better-known examples. In some cases spontaneously, in
others on the initiative of the armed forces, the farmers of
the Apurimac River valley formed the first self-defense committees
(CAD), which later multiplied, giving the PCP-SL its first
strategic defeat
in the rural areas.
66. The TRC recognizes the
peasants’ right to self defense in the exceptional context
created by the Shining Path aggression. It finds, however,
that in a significant number of cases, the formation of self-defense
committees occurred as a result of the pressure and intimidation
by the armed forces and/or other CADs. According to the findings
of the TRC, on some occasions the CADs went beyond self-defense
duties and were
responsible for crimes that must be punished.
67. The TRC recognizes, nonetheless,
that the CADs were a very important factor in the outcome of
the internal armed conflict and pays homage to those who fell
in the defense
of their communities and country. The TRC also emphasizes that, once the armed
conflict ended, the CADs did not become hired assassins for drug traffickers,
nor did they lend their military experience to the service
of other actors implicated in illicit
activities. The immense majority of the CAD members have rejoined their communities
and the country continues to be in their debt. Legislative Decree 741, enacted
at the end of 1991, and its subsequent regulations, only allow
for compensation after the
enactment of the law, and has benefited a small number of family members.
IV. The Political Process and the Governments
68. The TRC distinguishes
the years between 1980 and 1992, a period of civilian, democratically-elected
regimes, from the final period of our mandate (1992 – 2000),
following the coup-d’etat of April 5, 1992. This change of
regime has a direct effect on
the responsibilities of the State’s highest authorities with respect to violations
of human rights since the centralization of power forges, in principle, a more
direct link between the President of the Republic and the groups who operate
under the cover of power to
perpetrate violations.
69. The TRC considers that
given the development of events, marked by the PCP-SL’s growing
violence, it was inevitable that the State would respond with
the use of its armed forces and would resort to declaring states
of emergency, which were allowed under the Constitution in
effect at the time to confront situations of serious risk.
The TRC deplores, nonetheless, the fact that when the governments
did opt for such declarations, they failed to take steps to
prevent violations of the population’s
fundamental rights.
70. The TRC is aware that
both the weakness and the improvisational nature of the different
governments’ actions were the result of deep failings of the
State:
- its insufficient national coverage and institutional depth;
- its lack of preparation for confronting this type of conflict;
- the mistrust generated by significant sectors of its own
citizens, and;
- a growing inability to submit to the legal and constitutional
framework that the country had just adopted in the Constitution
of 1979.
71. For
this reason, the TRC pays homage to those leaders and militants
of democratic political parties who offered up their lives
or suffered mistreatment for honestly carrying out their public
duties. We refer to both the militants of governing parties
as well as those with parliamentary, regional or municipal
responsibility. Special mention must be made of the local authorities
in those areas most affected by the violence, who maintained
the presence of the Peruvian State, often at the cost of the
ultimate sacrifice. They should be an example for all in this
new stage of the search for democracy.
72. Nevertheless, the TRC
must confirm the very grave responsibility of the governments
of those years, as well as of the parties represented in Parliament,
local governments and, between 1989 and 1991, regional governments.
In the first twelve years of the conflict, the police and armed
forces took charge of combating the subversion through legal
instruments approved by civilian governments, within the framework
of anti-terrorist legislation passed by a democratically elected
Congress.
73. .The TRC has gathered
ample evidence concerning how extremely grave, massive human
rights violations were perpetrated in combat against the subversive
groups. This
involves first the governments, who were responsible for the Executive’s actions
overall, and had structural authority over the security forces. Furthermore,
the elected civilian governments incurred the most serious responsibility by
failing to attend to reports of human rights violations or, as in many cases,
by ensuring impunity for those
responsible for the violations.
74. The TRC finds that the
first institutional turning point in the abdication of democratic
responsibility by government was the creation, by legal order,
of the political-military commands. In practice, the commands
made civilian authority in areas declared to be in a state
of emergency subordinate to its own, by taking over not only
the military command but also the political leadership in the
fight against subversion.
75. The TRC establishes that
law 24150 placed soldiers and police in provinces declared
to be in a state of emergency under military jurisdiction,
which favored the
impunity of State agents responsible for human rights violations. Similarly,
the permanent nature of states of emergency in more and more
provinces weakened
democracy and created a climate ripe for human rights violations, as well as
a general sense among the population and the civilian authorities
in those areas that power resided
in the military authority.
76. The TRC believes that
the abdication of democratic authority culminated in the counter-subversive
legislation passed after the coup of April 1992. Under that
law, the commanders of the political-military commands not
only coordinated and supervised, but also directed actions
in non-military fields. This legislation changed the National
Defense System, the National Intelligence Service law, and
the law on the military situation. This last law allowed the
general commanders of the armed forces to remain in their posts
even after reaching retirement age. Furthermore, the new legislation
included procedures and sentences that violated due process
guarantees as well as the Constitution and international treaties
to which Peru was a signatory: disproportionate minimum sentences,
new legal concepts such as aggravated terrorism and treason,
faceless courts and judges, among others. This new legal framework
was one of the pillars of the regime that emerged following
the coup d’etat of April 1992.
A. Indifference and Demand for Harsh Measures 77. The
TRC has found, sadly, that the civilian governments were not
alone in bowing to the indiscriminate use of force as a means
of combating subversion. On the contrary, the proclivity of
these governments for a military solution without civilian
controls resonated with a considerable sector of Peruvian society,
principally in the moderately educated urban sector that benefited
from State services and resided far from the epicenter of the
conflict. This sector, in the main, watched with indifference
or demanded a quick solution, and stood prepared to face the
social cost being paid by
citizens of the rural, poorer regions.
B. The Popular Action Government
78. The TRC expresses its
special recognition of all the victims belonging to the Popular
Action party, many of whom were local authorities who remained
in their positions despite the intensity of the violence. The
TRC also emphasizes the special effort made by the government
of Fernando Belaunde Terry to preserve the democratic system,
local and general elections, and freedom of the press in the
context of a difficult transition to a democratic regime, and
in the middle of the worst internal armed conflict in the history
of the Republic.
79. The TRC recognizes that
the Popular Action party had to confront subversion in a situation
made difficult by the complexity of an oversized State inherited
from the military government, by the weakness of a party system
with no significant democratic existence, by civil-military
relations marked by distance and distrust, and by the existence
of a large and radical left.
80. The TRC recalls that in
this context, President Belaunde proposed a number of policies
for a broad united front, which were accepted only by his ally,
the Popular Christian Party. The other parties opted to maintain
their own profiles. This disagreement made the creation of
a united response to the subversive threat
enormously difficult.
81. The TRC finds that the
internal armed conflict was considered, for many months, to
be a marginal problem that had taken the State and all the
country’s political forces by surprise. Once the increase in
the number of armed subversive actions made the conflict impossible
to hide, the Popular Action (AP) government and the opposition
lost valuable time attributing blame for what was happening
so as to suit their own political agendas. It must be noted
that the time lost in mistaken or interest-driven diagnoses
was a crucial period in which the PCP-SL settled into many
areas of the Ayacucho countryside, with no organized response
by the government on behalf of the State.
82. The TRC establishes that
the government opted to confront the PCP-SL with police forces
and with exceptional measures that were extended without interruption.
The
limitations of the police forces, divided into three institutions with no coordination
among them, lacking basic equipment and without a coherent anti-subversive policy,
quickly generated rejection by the population, first toward the police and then
with regard to the government. The government, faced with increasingly
violent activity by
the PCP-SL, opted to hand over direction of the counter-subversive fight to the
armed
forces at the end of 1982.
83. The TRC believes that
the decision taken by the Popular Action government initiated
a process of militarization that lasted more than a decade
and had grave
consequences for the country. The establishment of political-military commands
and the failure of political authorities to contribute to the
fight against subversion in nonmilitary
arenas produced a de facto subordination of the local civil authorities to the
anti-subversive strategies of the armed forces.
84. The TRC has established
that the creation of the political-military commands and the
intervention of the armed forces were carried out without the
civilian authorities taking necessary preventive measures to
protect the fundamental rights of the population. This resulted
in numerous violations of human rights carried out in a systematic
and/or generalized manner.
85. The TRC concludes that
the Popular Action party tolerated these human rights violations,
ignoring numerous reports from various government and civil
society sources. This was the case in massacres such as those
in Putis, Pucayacu, and Cabitos, to name some of the more notorious
ones. Similarly, during this period of terrible violence, the
Parliament, controlled by the governing party, failed to appoint
any investigative commissions. The sole commission was appointed
by the Executive to investigate the assassination of eight
journalists in the community of Uchuraccay, where the TRC has
established that 135 Quechua peasants also died in the year
following the
massacre, the majority at the hands of the PCP-SL.
86. The
TRC finds that the Popular Action government’s unjustified
tolerance of these abuses of the fundamental rights of the
citizenry was founded on the intention and expectation of eliminating
subversion in the short term, with no consideration for the
cost in human lives. Law 24150, passed in 1985, ratified this
policy.
87. The TRC finds that the
Popular Action government bears political responsibility for
its tolerance of the human rights violations committed by the
State, principally against the indigenous population, which
is the most unprotected and marginalized in the country. The
TRC finds this to be a regrettable demonstration of habits
of
discrimination and racism existent in Peruvian society.
88. The figures of the TRC
reveal that, according to an analysis by year, the highest
number of deaths in the entire conflict occurred between 1983
and 1984. These were
caused by the PCP-SL’s assassination campaigns and the bloody official response,
which according to the TRC’s calculations left 19,468 victim fatalities, or 28
percent of the total estimated for the entire internal armed conflict. These
casualties went almost unnoticed by the rest of the country, due to the serious
ethnic divisions in our society.
C. The Government of the Peruvian Aprista
Party
89. The TRC expresses its
special recognition of all the victims who were members of
the Peruvian APRA [American Popular Revolutionary Alliance]
Party (PAP), many of whom were local authorities who remained
in office despite the intensity of the violence. The TRC also
emphasizes the effort of the government of President Alan
García Pérez to preserve the democratic system, local and general elections,
and freedom of the press in the context of a difficult situation in the middle
of the worst
internal armed conflict in the history of the Republic.
90. The TRC believes that
when Dr. Alan García Pérez took office in July 1985, he initiated
a series of social policies to reorient the anti-subversive
strategy then in place. The explicit goal was to defeat subversion
through development policies directed at peasants and the poorest
regions. The new government assumed responsibility for ongoing
criticisms that had been directed against the conduct of the
armed forces since
the previous government.
91. This policy of respect
for human rights and of reporting their violation was demonstrated,
for example, in the penalties applied to the military leaders
responsible for the Accomarca massacre (August 1985). Thus,
the government sought to exert civilian control over military
actions. Additionally, it created a Peace Commission and carried
out initiatives for unification of the police force and the
creation of a Ministry of
Defense.
92. Nevertheless, the TRC
believes that what has been termed the “prison massacre,” which
took place on June 18-19, 1986 in the penitentiaries at Lurigancho
and El
Frontón, marked a turning point in the efforts of the PAP government to use civilian
power to impose a new regime of respect for human rights on the security forces.
The TRC has found that beginning with those events, the armed forces acted with
greater autonomy in their counter-subversive actions, without either the Executive
or the
Legislative branch providing them with a legal framework to do so.
93. The
TRC finds grave political responsibility on the part of the
PAP government in those cases, without prejudice to other individual
responsibilities that may be
determined in other national or international judicial forums.
94. The TRC believes the cover-up
of the killings at Cayara in May 1988 to be paradigmatic of
the new attitude of the governing party with respect to the
actions of the
armed forces in the fight against subversives. The Senate investigating commission
headed by PAP parliamentarian Carlos Enrique Melgar found that the killings had
not occurred, even though a minority on that commission and
a prosecutor affirmed the
opposite. Nonetheless, the APRA majority approved the finding. The TRC’s investigations
confirm the killings in Cayara and find the PAP politically responsible for collaborating
in the cover-up of that massacre.
95. The TRC has established
that the PAP government initiated a reorganization of the three
existing police institutions in response to complaints about
the crisis of corruption and inefficiency. This led to what
later became the national police. PAP had a particular interest
in controlling the police through the Interior Ministry. In
the reorganization new entities such as the Direction of Special
Operations (DOES) unit trained in countersubversion were created,
and anti-terrorism intelligence work was strengthened.
96. The TRC believes that
the acute economic and political crisis that Peru experienced
beginning in 1988 fostered the development of subversive groups and the maelstrom
of violence. The failure of the economic program and the onset
of hyperinflation led to a
situation of grave instability in the country. With the failed attempt to nationalize
the
banks, the government lost the support of the country’s business and financial
groups. The marches and counterdemonstrations on economic policy deepened existing
social tensions, which were further aggravated by the collapse of basic services.
The PCP-SL took advantage of these expressions of discontent to initiate its
own protest marches,
even in the capital itself.
97. The TRC has gathered testimonies
that suggest the existence of police personnel linked to death
squad activities and paramilitary commands used against presumed
subversives. A series of events, such as the appearance of the misnamed “Rodrigo
Franco Command Group,” the confrontation in Molinos between an Army patrol and
a
column of the MRTA, the PCP-SL’s attack on the police station in Uchiza, the
abandonment of municipal positions in 1989, and the escape of MRTA militants
from the Castro Castro prison in 1990, among others, fostered the image of anarchy
and chaos in the country. Nevertheless, at the same time, three national elections
took place between November 1989 and June 1990. Discontent among the armed forces
was
considerable, even leading to an attempted coup d’etat. The TRC concludes that
with the emergence of the crisis, the government lost control of the counter-subversive
policy, with the exception of some areas of police work that were very successful,
such as the Special Intelligence Group (GEIN), which, eventually, would have
the greatest
success capturing subversive leaders.
D. The Governments of Alberto Fujimori
98. The TRC has established
that the presidential elections of 1990, which occurred in
the midst of a generalized crisis, the damaged reputation of
political parties and the loss
of confidence in political organizations facilitated the triumph of an independent,
Alberto Fujimori, an engineer by training, an independent candidate who quickly
revealed his contempt for democracy. He never built a political organization
to support him. In order to address the large problems that
he inherited – the economic crisis and
expanding subversion – he placed a group of technocrats in charge of economic
issues
and adopted the armed forces’ counter-subversive strategy as it had appeared
at the end of the 1980s. Additionally, he called upon military intelligence operatives,
the best
known being Vladimiro Montesinos. With Montesinos’ participation, the new regime
began to strengthen the National Intelligence Service and assured for itself
the loyalty of
the military leadership, converting them into pillars of its administration.
99. The TRC concludes that
the coup d’etat of April 5, 1992 brought an end to the rule
of law and demonstrated the weakness of the political party
system; a majority of public opinion supported the coup. In
the midst of the urban offensive of the PCP-SL, important sectors
from all social strata indicated a willingness to exchange
democracy for security and tolerate human rights violations
as the necessary cost to put an end to
the subversion.
100. The TRC has established
that beginning in 1992 the new counter-subversive strategy
emphasized the selective elimination of political-administrative
organizations
of subversive groups. A death squad linked to Vladimiro Montesinos called “Colina” was
responsible for assassinations, forced disappearances and cruel and ferocious
massacres. The TRC has reasonable grounds to affirm that President Alberto Fujimori,
his adviser Vladimiro Montesinos, and high level officials of the National Intelligence
Service are criminally responsible for the assassinations, forced disappearances
and
massacres perpetrated by the “Colina” death squad.
101. The
TRC holds that in this same period, the DINCOTE, thanks to
experience accumulated since late in the previous decade and
the emphasis placed on intelligence
work, demonstrated more constructive and effective capabilities that resulted
in the capture of Victor Polay, principal leader of the MRTA,
and the capture, on September
12, 1992, of Abimael Guzmán and members of the Politburo of the Central Committee
of the PCP-SL. The TRC concludes that the capture of the top leadership of the
PCP-SL and the MRTA were not used by the government to accelerate the defeat
of subversion;
rather they were used to obtain electoral returns.
102. Furthermore, the TRC
notes the use made of the Chavín de Huántar operation, carried
out to rescue the people taken hostage by the MRTA at the Japanese
Ambassador’s residence in December 1996. The TRC expresses
its repudiation of that terrorist action, which kept dozens
of persons captive for more than four months. The TRC recognizes
the right of the State to rescue the hostages held there and
applauds the heroism and efficiency of commandos who successfully
carried out the rescue operation, and pays homage to the members
of the Army who were casualties of that action, as well as
to Dr. Carlos Giusti, a member of the Supreme Court who died
during the operation. Nevertheless, the TRC condemns the extrajudicial
executions that apparently occurred; these were unjustified
since they involved individuals who had surrendered. The Commission
shares the public’s rejection of the images of Alberto Fujimori
walking among the dead bodies in the residence shortly after
its recovery.
103. The TRC affirms that
in the following years, several facts, some of which were true,
but the majority manipulated by the media, served to create
and exaggeratedly recreate terrorism as a latent threat to
justify the authoritarianism of the regime and to discredit
the opposition. Wiretaps on the telephones of the political
opposition, the harassment against independent journalism,
the subjection and final perversion of the majority of the
media, attacks and crimes, even against members of the National
Intelligence Service itself, as well as the distortion of legitimate
operations such as
Chavín de Huántar, all carry the stamp of Alberto Fujimori’s authoritarian government.
104. In light of the foregoing,
the TRC holds that in the last years of the Fujimori government,
the internal armed conflict was manipulated with the goal of
keeping the regime in power. This plunged the country into
a new economic crisis and into the abyss of corruption, moral
decay, weakening of the social and institutional fabric, and
a profound lack of confidence in the public sphere. All of
these characteristics constitute, at least in part, consequences
of the authoritarian way in which the conflict was resolved,
and make up one of the most shameful moments in the history
of the
Republic.
E. The Left Political Parties
105. The TRC expresses its
special recognition of all the victims who belonged to the
parties that made up the alliance Izquierda Unida [United Left,
IU], many of whom
were local authorities who remained in office despite the intensity of the violence.
The TRC also emphasizes that the IU was a channel for political
representation for broad popular sectors and social movements
that up to that time had not been included on the
national agenda. Thus, in many areas of the country, left militants were a brake
on the
advance of the PCP-SL.
106. The TRC has established
that the alliance of the United Left was the second electoral
force throughout most of the 1980’s; it had representation
in Parliament, governed at the local level, and, between 1989
and 1992, participated in regional
governments.
107. The TRC has established
that during the 1970’s, most of the organizations that later
formed part of the IU shared, with minor differences, a discourse
and a strategy that privileged taking power through armed struggle.
In the context of the extensive social mobilizations and democratic
opening at the end of the 1970’s, some of these organizations
changed direction to value positively electoral politics and
representative
democracy.
108. Nevertheless, the TRC
points out that insufficient, and in many cases, delayed, ideological
differentiation placed the majority of the parties in the IU
in an ambiguous
position with respect to the actions of the PCP-SL, and even more so with respect
to MRTA. This ambiguity made it difficult for both party leaders
and the social
organizations influenced by the IU, to confront the violent concepts of the PCP-SL
or
the MRTA ideologically.
109. The TRC establishes that
the left denounced human rights violations committed by the
State. Nevertheless, it did not give the same treatment to
the violations committed
by subversive groups, especially the MRTA. There were two groups on the left
that maintained to the end the possibility of recourse to violence
to take power. This was
what ultimately led to the division of the left into purported reformists and
revolutionaries.
110. In the opinion of the
TRC, although not a generalized position, sectors of the left
understood their participation in the parliament and in municipal government
as a platform for agitation and propaganda, and to demonstrate
the limitations of “demobourgeois” institutions.
111. The
TRC notes that politically, the sectarianism and the ineffectiveness
of the parties and the independents that made up IU, as well
as the difficulty of putting the
interests of the country ahead of the groups or personalities that were involved,
impeded the IU from transcending its character as an electoral
alliance and becoming a
programmatic front that might represent and offer an alternative of peaceful
and democratic transformation for its militants and for the
country. This limitation persisted
even in its period of greatest electoral presence; it kept the IU from differentiating
itself
from the APRA government’s policy, and ended up dividing the IU in 1989. The
division was disconcerting to its followers, and broke the retaining wall that
the IU represented among broad popular sectors, allowing for the advance of subversive
groups, and subsequently, Fujimorism.
112. Nevertheless,
the TRC emphasizes the IU’s positive role in the early denunciation
of human rights violations through its member parties, the
social organizations that it was involved in, and its representatives
in Parliament, who had significant roles in the most important
Congressional investigative commissions on issues related to
the internal armed conflict (the killing of prisoners, paramilitary
groups, the causes of the
violence).
113. Furthermore, the TRC
documents that many members of the IU, especially grassroots
provincial
militants during electoral periods, were victims of the security
forces, which did not distinguish between IU members and subversives.
Additionally, it is clear to the TRC that the IU was never
a “legal front” for the PCP-SL, neither organically nor officially.
As the decade progressed, the IU increasingly disavowed the
ideology and the methods of the PCP-SL, which assassinated
a significant number of social leaders from the ranks of the
IU, some of whom were important leaders of
national trade organizations.
F. The Legislature
114. The TRC has confirmed
that the State’s problems confronting the internal armed conflict
also occurred in the Legislative branch of government. The
political forces represented there did not take, nor did they
propose, comprehensive initiatives to address the subversive
groups until the conflict was quite advanced (1991).
115. The TRC documents that
throughout the 1980’s, Congress functioned with majorities
from the respective governing party of each presidential term.
Through these majorities, the governments inhibited or weakened
the capacities for oversight and legislative initiative. Thus,
the Parliament of 1980 – 1985 failed to perform its constitutional
mandate of oversight by refusing to exercise control over what
was
occurring in Ayacucho, Huancavelica and Apurímac as a result of the conflict.
During this period, in which the largest number of Peruvians died or disappeared
because of the war, Congress did not undertake any investigation of the mounting
human rights violations that both the PCP-SL and the security forces were committing
with impunity.
116. The TRC must note that
in the face of militarization of the conflict, Congress failed
to propose any viable alternative or plan. The principal law-making activity
was in the hands of the Executive. And when, finally, Congress
took up that function again, it did
nothing but reaffirm its limited willingness to commit to finding a harsh and
efficient
answer to the subversive phenomenon.
117. The TRC notes that Congressional
approval of Law 24150, which established the norms governing
states of emergency in which the armed forces assumed control
of internal order in all or part of the territory, legalized
what was already occurring de facto, inhibiting civilian authority
to the benefit of the military. Thus, this decision led to
the weakening of civilian democratic power and reduced counter-subversion
policy to
a sphere of military repression and control.
118. Nevertheless, the TRC
notes that beginning in 1985 investigative commissions were
appointed for cases with significant impact on public opinion.
Although none of
them were able to break the cycle of impunity, parliamentary debates and minority
findings generated important currents of opposition to human
rights violations within public opinion. Nevertheless, while
Congress took on the investigation of important
cases of human rights violations perpetrated by the security forces, it made
no similar effort to investigate and demand sanctions for the
terrible cases of violations perpetrated
by the PCP-SL.
119. The TRC notes that following
the 1990 elections, the Executive lacked a majority in Congress
for the first time. Taking advantage of the decline of the
political parties
and the legislature’s loss of prestige, Alberto Fujimori’s government and the
promoters of an authoritarian, militarized counter-subversive policy overstated
the institution’s ineptitude and problems; they had no reservations about presenting
Congress as part of the enemy camp. This idea coincided with that of the PCP-SL,
which viewed Congress as a redoubt of revisionism and part of the old State that
needed to be destroyed.
120. The TRC finds that between
1990 and 1992, Congress acquired another appearance. The lack
of a parliamentary majority for the governing party and the
increase in subversion spurred greater consensus and more active
participation in the design of a counter-subversive policy
within democratic frameworks. This new attitude was evident
in the debate on counter-subversive legislation in November
1991. With
respect to congressional oversight, the 1990 – 92 Congress intervened in situations
of human rights violations in the internal armed conflict. However, the April
1992 coup, which closed Parliament with the consent of the majority of public
opinion, demonstrated that this was a belated and insufficient effort to control
the de facto powers and authoritarian currents in the country. At that point,
the political parties
showed clear signs of exhaustion and crisis.
121. The TRC believes that
after the 1992 coup, Congress had no capacity for oversight
due to both the constitutional cutback on its powers and the absolute majority
maintained by the governing party until 2000. The weak parliamentary effort in
the counter-subversion fight was aggravated by the development
of a process of
manipulation of legal norms that was harmful to society and that sought, among
other things, to establish an apparatus that would guarantee
impunity for human rights
violations committed by state agents.
122. The TRC has also been
able to confirm that, in many cases, the post-coup official
majority in Congress, despite the brave attitude of opposition members of Congress,
not only abdicated its constitutional function of oversight
but also endorsed and promoted
cover-ups and impunity. An especially noteworthy moment in the institution’s
participation in the process of affirming impunity was the passage of Law 26479,
the General Amnesty Law (June 15, 1995). In effect, Parliament became an echo
chamber
for the proposals of the palace and of the National Intelligence Service.
G. The Judiciary
123. The TRC notes that the
abdication of democratic authority extended to the administration
of justice. The judicial system failed to adequately fulfill
its mission,
whether in connection with legal penalties for the actions of subversive groups,
protecting the rights of detained persons, or putting an end to the impunity
of State agents who committed grave human rights violations.
First, the judiciary acquired the image of an inefficient “sieve” that
freed guilty suspects and imprisoned innocents; secondly, its
agents failed to guarantee the rights of detainees, thus contributing
to grave violations of the right to life and physical integrity;
and finally, they abstained from bringing members of the armed
forces accused of serious crimes to justice, systematically
ruling in every case of contested jurisdiction in favor of
military
jurisdiction, where impunity held sway.
124. Nevertheless, the TRC
must specify that the judicial system suffered from structural
problems that led to its inefficiency. However, this circumstance
was
exacerbated by the negligent actions of some judicial officials who made the
institutional context in which justice was administered even worse.
125. The TRC documents that
Peru’s judicial situation deteriorated after the coup d’etat
in 1992, when, the following were added to the conditions already
mentioned: clear interference in the capacity of self-regulation
through massive terminations of judges, provisional appointments,
and the creation of management entities outside the structure
of the judicial system; this was in addition to the ineffectiveness
of the Constitutional
Court.
126. The TRC documents that
the legislation applied by the judicial system was deficient.
Between 1980 and 1992, this situation was particularly affected
by the broad
and imprecise definition of the crime of terrorism, and the weakening of the
Public
Ministry’s work in the preliminary investigation phase, minimizing the prosecutor’s
role as guarantor of the process. The situation worsened after the 1992 coup
because of characteristics of the new anti-terrorism legislation, which included:
overcriminalization of terrorism by making the concept flexible and creating
new crimes that were tried in different forums and imposed different sentences
for the same conduct; lack of proportionality in sentencing; serious limitation
on the ability of detainees to mount a defense; and the attribution of jurisdiction
to military tribunals to try crimes of
treason.
127. The TRC has established
that, abdicating its own jurisdiction and acting through the
Supreme Court, when the accused were members of the armed forces
the Judiciary
ruled on every occasion in favor of the military forum, where the cases were
generally dismissed, were unnecessarily prolonged, or resulted
in lenient sentences.
128. The TRC also has found
that judicial officials failed in their responsibility to protect
citizens’ rights by the generalized practice of declaring habeas
corpus petitions inadmissible. The tribunal for constitutional
guarantees – in existence until 1991 – systematically avoided
making reasoned rulings. This situation contributed in no small
measure to arbitrary detentions culminating in torture, arbitrary
executions and forced
disappearances.
129. The TRC believes that
the dictatorship of Alberto Fujimori spuriously attempted to
legalize impunity for human rights violations by State agents by managing to
have the Democratic Constitutional Congress provide majority
approval for two amnesty laws
that violated constitutional provisions and international agreements ratified
under Peru’s sovereign power. With one honorable exception,
in which a law was not applied because it breached constitutional
provisions and international agreements, judges
renounced their authority to serve as a decentralized line of defense against
unconstitutional legislation.
130. The TRC has established
that strict and uncritical application of the 1992 antiterrorist
legislation undermined the guarantee of impartiality and accuracy in trials of
detainees. Not only did hundreds of innocent persons have to endure long sentences,
but due process violations cast a heavy shadow of doubt over
the trials that took place. The
discredit suffered by the Peruvian judicial system during the Fujimori regime
proved to be a boon for the true subversives when, years later,
the State had to re-try them on the
basis of scant evidence. Additionally, those sentenced for terrorism suffered
prison conditions that were degrading to human dignity, and
that in no way led to their
rehabilitation. The prison situation, little noticed by judges in criminal sentencing,
gave
rise to riots and massacres in 1985, 1986 and 1992.
131. The TRC notes that the
Public Ministry [prosecuting authority] –notwithstanding some
honorable exceptions – abdicated its duty to enforce the strict
respect for human rights that must be observed in detentions,
and was insensitive to the requests of the
victims’ relatives. On the contrary, it failed in its duty to report crimes,
its investigations were lethargic, and forensic work was very deficient, which
contributed to the situation of chaos and impunity. Under the Fujimori dictatorship,
the Public Ministry’s deference
to the orders of the Executive was total.
V. The Role of Social Organizations
A. Trade Organizations
132. The TRC has established
the violent aggression by subversive groups against various
unions and businesses. In its report, the TRC records the assassination
of union
leaders, business leaders, and employees.
133. The TRC finds that while
the PCP-SL exacerbated labor conflicts and sought the destruction
of existing unions, the MRTA sought to use the unions for its
subversive
goals.
134. The TRC also concludes
that anti-democratic practices or conceptions in the unions
and trade associations led to a mutual discrediting throughout
the armed conflict,
giving rise to criticisms about the representational character and legitimacy
of the trade
organizations.
135. The TRC has established
that the State’s role as arbiter of labor conflicts was markedly
inept, since an inefficient bureaucracy prone to corruption,
the absence of clear rules, and complicated legislation, among
other factors, hampered negotiations, thus making the problems
worse.
B. The Educational System and Teaching
Profession 136. The
TRC has found that the State neglected education for decades.
There were
modernizing projects in the 1960’s, but these failed. Neither the university
law nor the educational reform of 1972 succeeded in turning these tendencies
around. Nor did they neutralize the predominance of traditional authoritarian
teaching methods. In those areas from which the State withdrew, new proposals
emerged that endorsed a radical change; one that could not be adopted by the
social and political system, but was only achievable through confrontation and
sustained by a dogmatic and simplified Marxism that expanded widely throughout
the universities in the 1970’s. These new curricula were transmitted using the
old authoritarian pedagogical frameworks, which went
unquestioned.
137. The TRC has found that
among many university instructors and students there was a
common belief in a fatalistic historical determinism through
the path of confrontation.
That vision opened spaces for the development of authoritarian proposals from
the
extreme left. The PCP-SL was simply the most extreme.
138. The TRC has found that,
in this context, the PCP-SL sought to instrumentalize educational
institutions: universities, secondary schools, advanced institutes,
and even
pre-university academies. Widespread dogmatism and the ambivalence of radical
groups toward violence were factors that favored the PCP-SL. Through intimidation
or cooptation, the PCP-SL was able to place instructors in
schools where they sought to
proselytize. Taking advantage of, and feeding on, a maximalist version of university
autonomy, the PCP-SL gained access in some cases to university boards, or at
least found sanctuary in housing and cafeteria facilities.
There, a proselytism developed in
which clientelism was mixed with an appeal to the feelings of discrimination
and insult experienced by the poor and provincial students,
who were the greatest users of those
services. For those students, who had weak social networks in their places of
study, the proselytizing also offered an identity and a sense
of belonging.
139.The TRC finds grave responsibility
of the State: i) in the neglect of public education in the
midst of a conflict that used the educational system as an
important terrain for ideological and symbolic debate; ii)
in intimidating and/or stigmatizing entire communities of teachers
and students in public universities, especially in the provinces
iii) in the deterioration of the infrastructure for services
at several public universities; iv) in having allowed grave
human rights violations against students and professors because
of their status as such.
140. The TRC repudiates the
crimes committed against students, professors, and workers,
whatever their political affiliation. The Commission especially
condemns the
killing of more than one hundred students, professors and workers at the Universidad
Nacional del Centro (UNCP) caught in the confusion of crossfire, at the hands
of
various actors in the war – including the death squads. Furthermore, the Commission
condemns the massacre of eight students and one professor at the Enrique Guzaman
y
Valle National Education University, “La Cantuta,” in July 1992, and the subsequent
amnesty for the perpetrators, members of the death squad “Colina,” in 1995. The
Commission notes that based on its investigations, in addition to those already
cited, the
universities of San Cristóbal de Huamanga, Hermilio Valdizán de Huánuco, Callao,
Huacho and San Marcos, among others, were affected by the counter-subversive
strategy of detentions-disappearances and destruction of infrastructure, and
during the
authoritarian regime of the 1990’s, by the installation of military bases on
the university
campuses.
C. The Role of the Churches
141. The TRC, through the
many testimonies gathered, hearings and studies undertaken,
has confirmed that the Catholic and Evangelical churches contributed to the protection
of the population from crimes and human rights violations during the violence.
Institutionally, the Catholic Church condemned early on the violence of the groups
taking up arms as well as human rights violations by the State. These positions
took the shape of activities in defense of human rights and
denunciations of the violations very
early in the process initiated through organizations such as the Comisión Episcopal
de
Acción Social (CEAS) [Episcopal Commission for Social Action] and others. The
TRC has concluded that many lives were saved and many other abuses were impeded
thanks to the support of these organizations, as well as by individual clerics
and laypersons, regardless of theological or pastoral approaches. In Departments
such as Puno, Cajamarca, Ancash, Ucayali or Amazonas, the role played by priests,
lay people, and catechists contributed to strengthening the social fabric and
constructing a barrier that weakened the advance of the PCP-SL and the explosion
of what was termed the dirty
war.
142. Nevertheless, the TRC
has found that the defense of human rights was not steadfast
in the archbishopric of Ayacucho during most of the armed conflict.
Throughout much of the conflict, that archbishopric hindered the work of Church
organizations linked to the issue, and denied the existence of human rights violations
committed in its jurisdiction. The Commission deplores the fact that some ecclesiastical
authorities from Ayacucho, Huancavelica and Abancay have not complied with their
pastoral commitment.
143. The TRC has concluded
that the Evangelical churches also played a valuable role in
the protection of human rights, principally through their national
coordinating bodies.
The Commission also recognizes the courage of pastors who contributed to this
effort in defense of life on the outskirts of large cities
and in remote rural areas. The Commission
also confirms that a significant number of Evangelical peasants participated
in selfdefense committees that confronted the subversion. Nevertheless,
the Commission
regrets that some Evangelical communities have not shared in the defense of human
rights.
144. The TRC pays homage
to the priests, men and women of the religious community, lay
individuals, and Catholic and Evangelical faithful who paid
with their lives for
doing pastoral work during the internal armed conflict.
D. Human Rights Organizations
145. The TRC has concluded
that throughout the conflict, dozens of civil society associations
kept the capacity for indignation alive and created an effective
movement
in favor of human rights which was organized around the Coordinadora Nacional
de Derechos Humanos (CNDDHH) [National Human Rights Coordinating
Body], and
which, despite constant efforts to demonize it, became an ethical point of reference
on the national stage and an effective resource in support
of the victims’ goal of obtaining truth and demanding justice.
The Commission is convinced that the country owes these human
rights organizations a debt of gratitude because, by exercising
the democratic right of critically monitoring the security
forces, they contributed to controlling some of the most brutal
aspects of the conflict and to obtaining extensive international
solidarity
for the democratic struggle of the Peruvian people.
146. In keeping with the tradition
of the international human rights movement, in the first years
of the conflict, the Peruvian defenders of human rights directed
their criticism
fundamentally toward the State, since the State’s actions are defined within
a legal system that must be respected, and, furthermore, the State is a signatory
of international agreements and must, above all, be accountable for the security
of its citizens.
Nevertheless, in the mid-1980’s, the organizations that made up the CNDDHH set
themselves apart from the subversive groups’ front organizations.19 Later, they
refused to provide legal defense for militants or leaders of the subversive groups.
They also actively and successfully advocated for the international human rights
movement to include subversive groups within their criticism and monitoring,
whether those groups
were Peruvian or from other parts of the world.
147. The TRC also has confirmed
that unlike other countries that experienced internal armed
conflict, victims’ organizations were relatively weak. This
is because in the majority of the cases the victims were poor
peasants, with little consciousness of their rights, for whom
access to justice was difficult, and who had weak social networks
with few urban contacts. This weakness worked to the advantage
of impunity for the perpetrators of human rights violations
and crimes.
148. In that context, the
TRC emphasizes and recognizes the persistence of the
Asociación Nacional de Familiares de Secuestrados, Detenidos y Desaparecidos
del
Perú (ANFASEP) [Peruvian National Association of Families of the Abducted, Detained
and Disappeared]; the vast majority of its members are poor, Quechuaspeaking
women from Ayacucho. Even in the worst moments, with tenacity and bravery these
women kept alive the flame of hope for the recovery of their loved ones, and
that
justice would be applied to those responsible for the disappearances.
E. The Media
149. The Truth and Reconciliation
Commission establishes that the media played a very important
role throughout the internal armed conflict. During those years,
investigative
journalism efforts were abundant, courageous, and in some cases, as in the massacre
at La Cantuta (July 1992), indispensable to uncovering who
was responsible for horrific crimes. Often, in these investigations
journalists risked their lives and, unfortunately, on several
occasions, those lives were lost. The TRC pays homage to the
journalists
assassinated during the internal armed conflict while carrying out their duties.
Particular mention is made of the Uchuraccay martyrs, the first
journalists killed in the line of duty
and in especially tragic circumstances. Additionally, the Commission gives special
recognition to the contribution to the clarification of facts and the reporting
of crimes and human rights violations on the part of the journalists
who, when working in
provinces declared to be in a state of emergency, carried out their duties selflessly
under
very adverse conditions.
150. With respect to news
coverage and editorial policy, the TRC establishes that from
the beginning of the 1980’s, the media condemned subversive violence, although
with nuances reflecting to the political inclinations of each outlet, which meant
different evaluations of the situation or of the objectives of the subversive
organizations. Nevertheless, the media did not take the same position with respect
to investigating and reporting human rights violations. The Commission recognizes
that there was valuable and risky investigation and reporting work, but it also
notes that there were media entities that held an ambiguous position and in certain
important cases even endorsed
arbitrary violence by the State.
151. With respect to the way
in which the media provided coverage, the TRC has found that
in many instances, news media fell into crude presentation
that was inconsiderate to the victims and offered little to
inspire national reflection and sensitivity to the issues.
Part of this problem was the implicit racism of the media,
which is underscored in the
final report.
152. In many media, the issue
of subversive and counter-subversive violence was not treated
in a way that would entail a significant contribution to the
pacification of the
country. The TRC believes that two factors led to this outcome: 1) the uncritical
adoption of the logic of violence, which resulted in imposing a treatment that
was not very sensitive to the issues, and ii) the primacy of
a commercial logic, which in the
worst of cases led to yellow journalism and was complicated at the end of the
1990’s by
massive corruption and the buying of media.
VI. The Consequences of the Internal Armed
Conflict
153. The TRC finds that the
internal armed conflict that it has investigated is the most
serious in the history of the Republic, and has had profound
effects at all levels of national life. The breadth and intensity
of the conflict accentuated serious national imbalances; destroyed
the democratic order; worsened poverty and deepened inequality;
aggravated forms of discrimination and exclusion; weakened
social and emotional networks and fostered a culture of fear
and distrust. Nevertheless, it is necessary to
emphasize that – despite the hard conditions – there were individuals and communities
that resisted and worked toward the affirmation of a society dedicated to building
peace
and law.
154. The TRC notes that the
conflict resulted in the massive destruction of the productive
infrastructure and the loss of social capital and economic
opportunities. The
Departments that suffered most intensely now occupy the lowest rankings in the
poverty and human development indices. It is no coincidence
that four of the Departments most affected by the conflict
-- Huancavelica, Ayacucho, Apurímac and Huánuco -- are among
the five poorest in the country.
155. It has been possible
for the TRC to establish that violence destroyed local social
life and threw its organization into disarray, especially because
of the assassination of traditional and state leaders and authorities.
This produced a profound weakening of civil society, the political
parties, and of the structures where strengthening of the social
fabric was most needed: in the sectors that were most marginalized
and in need of
inclusion and expansion of citizenship.
156. In the opinion of the
TRC, the massive displacement from violent zones constituted
a painful process of uprooting and impoverishment of hundreds
of thousands of Peruvians. This led to compulsory urbanization
as well as a historic regression in the pattern of occupation
of the Andean territory that will have a long-term effect on
the chances for sustainable human development. The displaced
population experienced the dislocation of social networks,
forcing them to adapt to new circumstances with varying levels
of success and considerable suffering, which posed an enormous
challenge to the provision of services in the cities. Additionally,
people displaced by the conflict were often stigmatized and
suffered discrimination in schools, neighborhoods, and the
workplace. Upon returning, they sometimes had to deal with
serious land problems and lack of sufficient support to reorganize
and to support their families.
157. The TRC has established
that an entire generation of children and youth has had its
educational development cut off or impoverished as a result
of the conflict; this generation deserves preferential treatment
by the State.
158. The TRC is aware that
the internal armed conflict intensified fear and distrust to
unbearable levels, which in turn contributed to fragmenting
and atomizing society. In these conditions, the extreme suffering
has caused resentment and has colored social coexistence and
interpersonal relationships with jealousy and violence.
159. The TRC has established
that broad sectors of the population affected by the violence
suffer from one form or another of effects on their mental
health, which weakens their ability for self-development and
for overcoming the wounds of the past.
160. In the opinion of the
TRC, one consequence of the internal armed conflict in the
political arena consists of the moral decay into which the
country sank during the last
years of the dictatorship of Alberto Fujimori. In effect, the way in which the
political forces and large sectors of public opinion faced
those years - with indifference,
tolerance for human rights violations, and a willingness to exchange democracy
for security as the cost of ending the conflict - opened the
door to autocracy and impunity.
161. Finally, the TRC notes
that it must be recognized that the violence, with all its
severity, was not able to destroy the capacity of the population
to respond. On numerous
occasions, in the face of destruction of traditional social networks and the
massive assassination of leaders, women took on new responsibilities
and raised the moral
challenge to the country to acknowledge the loss of thousands of their children
in massacres and disappearances. Young leaders reconstructed
many of the most affected communities and the TRC was able
to confirm that many communities were able to resist the violence
through self-defense as well as with peaceful alternatives
and microreconciliation
processes.
162. The TRC is convinced
that the consequences of the internal armed conflict weigh
like a large mortgage on our future. They play a decisive role
that affects our building a national community of free and
equal citizens in a democratic and plural country moving along
the road of development and equity. The Commission further
believes that the first step toward overcoming those consequences
is that the country recognize, in all its dimensions, the horror
experienced between 1980 and 2000.
VII. The Need for Reparations
163. With the submission
of its report to the country, the TRC believes that if it had
ever been possible to claim ignorance or incomprehension of
the drama that occurred in the early years of the conflict,
it is no longer possible to do so. Once the State authorities
and the citizens to whom our report is directed learn of the
shocking dimensions of what happened, it becomes indispensable,
if we wish to live in a civilized manner in peace and democracy,
to make reparations, to the extent possible, for the serious
harms that have been caused.
164. The TRC believes that
its very existence and its mandate to propose reparations already
constitute the beginning of a process of compensation and dignification
for
victims.
165. For the TRC, reparation
has profound ethical and political implications and is an important
component of the process of national reconciliation. Since
the vast majority of the victims were poor, indigenous, peasants,
traditionally discriminated against and excluded, they are
the ones who should receive preferential treatment from the
State.
166. For the TRC, reparation
means reversing the climate of indifference with acts of solidarity
that contribute to overcoming discriminatory approaches and
habits, that have not been free of racism. Applied evenhandedly,
reparations must also generate civic trust, reestablishing
the damaged relationship between citizens and the State, so
that democratic transition and governability are consolidated
and new scenarios of violence
are prevented.
167. The TRC presents the
country with a Comprehensive Plan for Reparations in which
individual and collective, symbolic and material forms of compensation
are combined. The Program must be financed creatively by the
State, but also by society and international donors. It places
emphasis on: i) symbolic reparations, the recovery of memory
and the return of dignity to the victims; ii) attention to
education and mental health; and iii) individual and collective
economic reparations (programs for institutional reconstruction,
community development, basic services and income
generation).
168. The TRC believes that
justice is an essential part of the reparation process. No
path toward reconciliation will be passable if it is not accompanied
by an effective exercise of justice in terms of reparation
for the damages incurred by the victims, as well as the fair
punishment of the perpetrators and, as a consequence, an end
to impunity. An
ethically healthy and politically viable country cannot be built on the foundations
of impunity. Through the cases that it submits to the Public
Ministry, the identification of
24,000 victims of the internal armed conflict and in general through the findings
of its investigations, the TRC seeks to expand substantially
the arguments supporting the
demand for justice made by victims and their organizations, as well as by human
rights
organizations and citizens in general.
169. Furthermore, the TRC
has prepared a National Registry of Burial Sites based on the
information obtained in its investigations. At the end of its
mandate, the TRC has registered 4,644 burial sites at the national
level, having carried out three exhumations and 2,200 preliminary
investigations. These figures, which are significantly greater
than previous estimates, confirm the importance of initiating
and implementing the National Plan for Forensic Anthropological
Interventions proposed by the TRC. Additionally, the TRC ratifies
the fundamental importance of forensic anthropological work
for achieving justice, identifying possible victims, and helping
the grieving process for disappeared
compatriots.
VIII. The Process of National Reconciliation
170. The TRC proposes that
the great horizon of national reconciliation is full citizenship
for all Peruvians. Given its mandate to foster national reconciliation
and based on the investigations it has conducted, the TRC interprets
reconciliation as a new foundational pact between the Peruvian
State and society, and among the members of
society.
171. The TRC understands
that reconciliation must occur at the personal and family level,
in social organizations and in the recasting of the relationship
between the State
and society in its entirety. These three levels should be oriented toward an
overarching goal: building a country that is positively recognized
as multiethnic, pluri-cultural, and
multilingual. That recognition is the basis for overcoming the discriminatory
practices underlying the multiple discords in the history of
our Republic.
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